book excerptise:   a book unexamined is wasting trees

Constructing a Language: A Usage-based Theory of Language Acquisition

Michael Tomasello

Tomasello, Michael;

Constructing a Language: A Usage-based Theory of Language Acquisition

Harvard University Press, 2005, 388 pages

ISBN 0674017641, 9780674017641

topics: |  language | cognitive | developmental | acquisition


Basic premise is that social cognition, a broader view of theory of
mind, is innate and specific to humans.  Given this, language follows based
on usage and nothing else.

Quotations and Notes


other animals do not refer one another's attention to outside entities
such as juice, they do not make disinterested comments to one another
about missing doggies or the like... 1

whereas individuals of all nonhuman species can communicate effectively with
all of their conspecifics, human beings can communicate effectively only with
other persons who have grown up in their same linguistic community --
typically, in the same geographical region.

    [This is an unfair remark.  a Bengali tourist speaking Bengali in Paris
     can be quite effective in communicating her wants - to the degree that
     non-humans can comm within their species - prosody, body lg, gesture,
     etc.  prosody - where do universals in intonation come from?]

[the learning of] words and conventionalized expressions [as well as]
all of the different types of abstract constructional patterns [takes]
a longer period of learning - by many orders of magnitude - than is
required of any other species on the planet. 2

[AM: What of song birds? esp as %age of lifespan?]

Two sets of skills [emerging in human ontogeny around 9-12-mos] are of
particular importance for language Acq:

Intention Reading

[Theory of mind, broadly conceived]: the ability to

- share attention with other persons to objects and events of mutual
	interest [Bakeman/Adamson:84]

- follow attn and gesturing of other persons to distal objects and events
	outside immediate interaction [Corkum/Moore:1995]

- actively direct the attention of other persons to distal objects by
	pointing, showing and using of other nonling gestures [Bates:1979]

- culturally (imitatively) learn the intentional actions of others, incl
	the communicative intentions underlying their their communicative
	acts [Tomasello/Kruger/Ratner:1993; Tomasello 1998]

These skills...  basically define the symbolic or functional dinension
of ling communicn - which involves in all cases the attempt of one
person to manipulate the intentional or mental states of other
persons.  [FN: comm intention of a piece of language = its function]. 3

The functional dimension enables certain kinds of abstraction
processes, such as analogy, that can only be effected when the
elements to be compared play similar functional (communicative) roles
in larger linguistic expressions and/or constructions. 4

Intention-reading skills, very likely unique to humans ...
are domain general in the sense that they do not just enable
linguistic comm but also enable a variety of other cultural skills and
practices that children routinely acquire (such as tool use, pretend
play, rituals).
[Somehow does not pay much heed to songbird ontogeny]

Pattern-Finding

(categorization, broadly defined), include the ability to):

  - form perceptual and conceptual categories of "similar" objects and
    events (e.g. Rakison and Oakes, in press]

  - form sensory-motor schemas from recurrent patterns of perception and
    action [Piaget 52, Schneider 99; Conway/Christiansen:2001]

  - perform statistically-based distributional analyses on perceptual
    and behavioral sequences [Saffran/Aslin/Newport:1996,
    Marcusetal:1999; Gomez/Gerken:1999;Ramusetal:2000]

  - create anaologies (structure mappings) across two or more complex
    wholes, based on similar functional role of some elements
    [Gentner/Markman:1997]

connectionist and other computer models ... suggest that young
children should be able to do the same thing with similar skills -- or
even more with more skills. 4

Chomsky model

  linguistic core = universal grammar, algebra underlying it
  linguistic periphery = lexicon, conceptual system, irreg
	constructions / idioms and pragmatics.

Dichotomy between core and periphery ==> dual process approach to language acq -
     also called "words and rules" approach by [Pinker:1999] - while
     peripheral objects are learned using "normal" learning processes, the
     linguistic core, UG, cannot be so learned, 5

Cognitive-Functional Linguistics

		( or Usage-based Linguistics)
Texts:
     [Langacker 87, 91, 2000]
     [Croft 1991, 2001]
     [Goldberg 1995]
     [Givon:1995]
     [Bybee:1985,1995,2002]
     [Barlow/Kemmer:2000]

as opp to conceiving grammar rules as meaningless, this approach
conceives linguistic constructions are themselves meaningful linguistic
symbols 5

If there is no clean break between the more rule-based and the more
idiosyncratic items and structures of a lg, then all constructions may
be acquired with the same basic set of acquisitional processes -
namely, those falling under the general headings of intention-reading
and pattern-finding. 6

cognitive and social learning skills that children bring to the acq
process are much more powerful than previously believed 7

UG problems in language acq:
1. Linking Problem: How does UG get linked to a particular language leading
   to so much cross-lg diversity
2. Continuity Problem: how does child language grammar morph into adult
   grammar, if both are licensed by the same UG 7

[AM: isn't it also diff to explain historical change - how a grammar
 once fixed with parameters by UG, can change over time to another
 grammar]

2 Origins of language


    Human linguistic communication differs from the communication of other
    animal species in two main ways.  First, and most importantly, human
    linguistic communication is symbolic.  Linguistic symbols are social
    conventions by means of which one individual attempts to share attention
    with another individual by directing the other's attentional or mental
    state to something in the outside world. Other animal species do not
    communicate with one another using linguistic symbols, most likely
    because they do not understand that conspecifics have attentional or
    mental states that they could attempt to direct or share (Tomasello,
    1998b). To oversimplify, animal signals are aimed at the behavior and
    motivational states of others, whereas human symbols are aimed at the
    attentional and mental states of others. It is this mental dimension that
    gives linguistic symbols their unparalleled communicative power, enabling
    them to be used to refer to and to predicate all kinds of diverse
    perspectives on objects, events, and situations in the world.

    The second main difference is that human linguistic communication is
    grammatical. Human beings use their linguistic symbols together in
    patterned ways, and these patterns, known as linguistic constructions,
    take on meanings of their own — deriving partly from the meanings of
    the individual symbols but, over time, at least partly from the pattern
    itself. The process by which this occurs over historical time is called
    grammaticalization (or syntacticization), and grammatical constructions
    of course add still another dimension of communicative power to human
    languages. The process of grammaticalization depends crucially on a
    variety of domain-general cognitive and social-cognitive processes that
    operate as people communicate with and learn from one another. It is
    also a species­unique process — because if other animals do not use
    symbols, the question of grammar is moot.

    Human skills of linguistic communication are also unique in the way they
    are acquired during ontogeny. The main point is that, unlike other animal
    species, the human species does not have a single system of
    communication. Different groups of human beings have conventionalized
    different systems of communication (there are more than 6,000 of them),
    and children typically acquire only the system(s) of their natal
    group(s). Children take soveral years to acquire the many tens of
    thousands of linguistic conventions usod by those around them, whereas
    most other animal species do not learn any of their species-typical
    communicative signals at all.

Note: in Handbook of child psychology, (eds. William Damon; Richard M. Lerner
etal 2006, Tomasello in his article on "Acquiring linguistic constructions"
(chapter 6), rewrites the third aspect as follows:

    Human linguistic communication differs from the communication of other
    animal species in three main ways.  ... is moot

    Third, unlike all other animal species, humans do not have a single
    system of comm used by all members of the species.  Rather, diff groups
    of humans have conventionalized over historical time diff, mutually
    unintelligible systems ... more than 6K natural lgs in the world.  This
    means that children must learn the communicative conventions used by
    those around them...

Opposing the nativists

the Generative Grammar hypothesis focuses only on grammar and claims that the
human species has evolved during its phylogeny a genetically based universal
grammar. The theory is unconcerned with the symbolic dimensions of human
linguistic communication.

The usage-based view — or at least the version of it espoused here — is
precisely the opposite. In this view, the human use of symbols is primary,
with the most likely evolutionary scenario being that the human species
evolved skills enabling the use of linguistic symbols phylogenetically. But
the emergence of grammar is a cultural-historical affair — probably
originating quite recently in human evolution — involving no additional
genetic events concerning language per se (except possibly some
vocal-auditory information-processing skills that contribute indirectly to
grammaticalization processes).

Vervet Monkey signals

Discerning the unique features of human symbolic/linguistic communication is
sometimes made more difficult by anthropocentric accounts of non­human
primate communication. The most important instance of this is the well-known
case of the alarm calls of vervet monkeys.

[Cheney/Seyfarth:1990]: 3 diff tpes of alarm calls and response actions (A):
  - loud barking call - leopards and other cats - A: run for tree
  - short cough-like call - two species of eagle - A: look up in air and
	sometimes run into bueshes,
  - "chutter" call for a variety of dangerous snake species - A: look
	down at ground, sometimes from a bipedal stance

Each call elicits a diff escape response (A).  The responses are
just as distinct and frequent when researchers play back recorded
alarm calls over a loudspeaker - indicating that it is a response to
info contained in the call itself.

* predator-specific alarm calls turn out to be quite widespread -
  ground squirrels to domestic chickens
  [crows cawing in cacophonous chorus when they see a snake]

* no alarm calls or other referential vocalizations among great apes -
  so not evolutionarily connected

* no evidence of symbolicicty or referentiality - do not point or
  gesture to outside objects or events for others, do not hold up objs
  to show others, not even hold out objects to offer others
  [Tomasello/Call:1997]
	[AM: This last is extremely surprising! but perhaps it is true - but
	parent birds do offer their babies; and i would imagine some mammals
	who regurgitate food for their offspring may also offer it.
	Could it also be related to the inadequacy of motor control in the
	upper limbs that makes for a difference... ]

* non-human primate vocalizations and gestures are not socially
  learned - even monkeys and apes raised outside their normal social
  environs vocalize in much the same way.  Some nonhuman gestures are
  socailly learned - but not by imitation, but by a process of
  ritualization in which individuals shape one another's behavior
  over repeated social interactions. 11
  [Again not true of songbirds]

most likely Modern humans emerged 200K yrs ago. Why lg?
[Deacon:1998] - this adaptation concerned symbolic skills directly,
[Tomasello:99] - concerned a new kind of social cognition more
generally 11-12

As a result of facts such as these, a number of primatologists and behavioral
ecologists have cautioned against using human language as an interpretive
framework for nonhuman primate communication (Owings and Morton, 1998; Owren
and Rendell, 2001). They concur with the current analysis that nonhuman
primates do not use communicative signals toconvey meaning or to convey
information or to refer to things or to direct the attention of others, but
rather use them to affect the behavior or motivational states of others
directly. If this interpretation is correct, then the deep evolutionary roots
of human language lie in the attempts of primate individuals to influence the
behavior, not the mental states, of conspecifics. To find the most direct
precursors of human linguistic symbols as tools for directing attention,
therefore, we can only look at the history of the human species since it
began its own unique evolutionary trajectory.

Features of human language


it is very likely that human symbolic skills arose as a more or less direct
result of a biological adaptation — most likely occurring very recently with
the emergence of modern humans some 200,000 years ago. According to Deacon
(1998), this adaptation concerned symbolic skills directly, whereas according
to Tomasello (1999) it concerned a new kind of social cognition more
generally, in which human beings understood one another for the first time as
intentional and mental agents — which then led them to attempt to manipulate
one another's intentional and mental states for various cooperative and
competitive purposes.

* language learned socially (imitatively) from others ==> hence symbols
  understood by their users _intersubjectively in same sense that users
  know their interlocuteors share the convention (see Saussure -
  "bidirectionality of the sign" - everyone is a producer and a
  comprehender). 12

* language symbols are not dyadic - to regulate social interactions
  directly, but are triadic - involving a third (referential) object
  [Grice 75: non-natural meaning of ling symbols] 12

* language sometimes used "declaratively" - simply to inform others abt
  something - with no expectation of an overt behavioural response -
  see Robin Dunbar's Grooming, Gossip, and the Evolution of Language

* language symbols are primarily _perspectival - person may ref to same:
     - entity as dog, animal, pet or pest - or to same event
     - event as running, fleeing, moving, surviving
  depending on her communicative goal w.r.t. listener [Langacker 87]

--Are there any "Language Universals"? -

Leaving aside for the moment nouns and verbs— which may or may not be
universal in all the world’s languages—virtually all linguists who are
involved in the detailed analysis of individual languages
cross-linguistically (known as linguistic typologists) now agree that there
are very few if any specific grammatical categories and constructions that are
present in all languages. Many languages simply do not have one or more of
what are conventionally called relative clauses, auxiliary verbs, passive
constructions, grammatical markers for tense, grammatical markers of
evidentiality, prepositions, topic markers, subject markers, a copula (to
be), case marking of grammatical roles, subjunctive mood, definite and
indefinite articles, incorporated nouns, plural markers, conjunctions,
adverbs, complementizers, and on and on. The fact is that many languages (or
language families) have grammatical categories and constructions that seem to
be unique to them, that is, that do not correspond to any of the European
categories and constructions as these have been defined over the
centuries... 

For sure, we can force all languages into one abstract mold, which
mostly means forcing the grammatical entities of non-European languages
into European categories.

Foley and van Valin (1984) speculate about what our linguistic categories and
theories would look like if we had begun by analyzing the languages of
Southeast Asia and the Pacific Ocean and then attempted to assimilate European
languages to them. The conclusion is that they would look very
different. Croft (2002) also points out the “methodological opportunism”
routinely employed by many linguists looking for language universals. In
effect, they focus on a subset of the features that characterize, for
instance, English subjects, and claim that any category in any language
characterized by this subset is a subject—basically ignoring the features
that don’t match. From a very practical perspective, Dryer (1997) points out
that when different investigators, whatever their theoretical persuasions,
look long enough and in enough detail at a given language, they mostly come
to agreement about the basic grammatical categories and how they work. The
problems arise when they then try to decide if any of these categories
correspond to such things as “subject,” “preposition,” and “auxiliary verb,”
as these have been defined for European languages. p.17

First words

nouns are learned earlier


Some languages would seem to be more verb-friendly since many clauses consist
of verbs only with no nominals (for example, when Chinese speakers indicate
an ongoing event such as a boy kissing a girl, they quite often say only the
equivalent of Kiss), and verbs are often more salient than nouns in the
speech stream.

Most critically, in basically all languages individual verbs—and many other
relational words and function words—occur with higher token frequency in the
language children hear than do nouns (since many relations and actions such
as coming and going recur in the child’s experience regularly, across many
different situations, whereas particular objects such as ducks and flowers are
mostly experienced irregularly).

but noun bias has been challenged


A number of researchers have claimed that the hypothesis
does not hold for particular languages, for example, Korean (Choi and
Gopnik, 1995), Chinese (Tardif, 1996), and Tzotzill (de León, 2000).

These are all very verb-friendly languages, and when spontaneous speech
samples are taken the children quite often use more verbs than nouns early in
development. The problem is that because children use each of their verbs
more frequently than they use each of their nouns, spontaneous speech samples
tend to underestimate children’s noun vocabularies—since the probability that
a child will use any particular noun in one hour of sampling is not very
high. 

Caselli, Casadio, and Bates (1999) : used parent
interview measure to estimate vocabularies of English- vs
Italian-speaking children.  Italian has some of the properties of a
verb-friendly language (e.g., verbs occur quite often at the ends of
utterances in child directed speech) --> Italian children show almost as
strong a noun advantage as American children. 

Tardif, Gelman, and Xu (1999) addressed this issue directly by measuring
Chinese children’s vocabularies in both ways (spontaneous sample and parent
interview), and the verb advantage for these children mostly disappeared with
the interview measure.

Gentner (1982) provided a plausible explanation for the developmental
priority of nouns: the Natural Partitions hypothesis. In brief, her hypothesis
was that the nouns children learn early in development are prototypically
used to refer to concrete objects, and concrete objects are more 
easily individuated from their environmental surroundings than are states,
actions, processes, and attributes. Concrete objects are spatially bounded
entities, perceptible at a glance, whereas actions and events have more
fluid temporal boundaries, and these are defined in different ways for different
verbs (cleaning is over when things are clean, but running and smiling
have no such clearly defined endpoints). 

Verbs also vary in basic parameters such as whether causation is an essential
semantic element (die versus kill).

Gentner and Boroditsky (2001) elaborated on this explanation, as depicted in
Figure 3.1. The argument is that nouns and other open-class words show
relative cognitive dominance, in that their primary function is to denote
perceptible entities in the world, whereas relational words (especially
closed-class items) mostly serve to provide linguistic connections among the
more referential, open-class words.

Relational terms are thus more linguistically dominant, in the sense that
they take their meaning partially from other linguistic items in the
context. Verbs are somewhere in the middle of this continuum since they rely
on their arguments (He kicked the ball) to denote a referential situation
fully—leading Langacker (1987a) to say that nouns are more conceptually
autonomous, whereas verbs are more conceptually dependent. p.47

<-- open class (cogitive dominance)   closed class (linguistic dominance) -->

proper   concrete    kinship       verbs      spatial        determiners
names     nouns       terms                 prepositions     conjunctions
                    (relational)

Ida      dog	    grandmother	   skate	on		the
	 	    uncle	   enter	over		and


As one piece of evidence for this view, Gentner and Boroditsky (2001) cite
    Gillette etal:1999, video without sound.  Adults find it easier to
    determine labels for objects  rather than actions. 47

Quite often the first words children learn are not nouns but personal-social
performative words such as hello, goodbye, please, no, and thank you
(e.g., Gopnik, 1988; Bloom, Tinker, and Margulis, 1993; Caselli et al.,
1995). 47


amitabha mukerjee (mukerjee [at-symbol] gmail) 2012 May 09